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Net capital rule
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311	Comment Letter on File No. S7-10-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-22 13:31:18 Financial system United States Securities and Exchange Commission United States securities law Prudential Financial Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Short Net capital rule Financial economics Financial markets Finance
312	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 17, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-16 20:03:24 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
313	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 11, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-11 08:43:41 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission Finance Municipal Securities Rulemaking Board Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
314	SHORT-FORM INVESTMENT POLICY INSTRUCTIONS This investment policy applies only to the investment of bond proceeds. 1. Print this form and fill in your entity’s name in section[removed]Send the form to the Oregon Short-Te Add to Reading List Source URL: www.oregon.gov Language: English - Date: 2012-06-06 16:46:02 Economics Bond Security Finance Net capital rule Funds Financial services Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment United States housing bubble
315	Summary of 1st Quarter Financial Results for year ended March 31, 2011 (Japan GAAP) (Unaudited) July 29, 2010 Company name: Add to Reading List Source URL: www.mt-pharma.co.jp Language: English - Date: 2010-07-28 21:32:44 Financial statements Balance sheet Income tax in the United States Income tax Account Valuation Net capital rule Fund accounting Accountancy Finance Business
316	NASD Comparison of the AML Customer Identification Rule and the SEC’s Books & Records Customer Account Records Rule (2003) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-27 11:26:43 Financial system Money laundering Tax evasion Broker-dealer Patriot Act Cheque USA PATRIOT Act Title III Subtitle A Net capital rule Business Finance Financial regulation
317	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 18, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-18 03:02:33 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
318	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 23, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-05-23 06:23:06 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
319	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 10, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-10 06:17:05 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
320	Microsoft Word - PGI Energy Trading Suspension Release Revised 2_22_12.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-23 09:38:26 United States Securities and Exchange Commission Financial regulation U.S. Securities and Exchange Commission Securities and Exchange Commission OTC Markets Group Government Finance Net capital rule Form 144 United States securities law 73rd United States Congress Securities Exchange Act

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